Securities Regulation (LAW 401.3)

Recent/Current Offerings

Syllabus / Public content Section Term Instructor
LAW 401 02 January 2018 Aleksandra Pajic
LAW 401 02 January 2017 Aleksandra Pajic
LAW 401 02 January 2016


An introduction to the principles of securities regulation in Canada. The course will provide an overview of the regulatory system including registration and prospectus requirements (and exceptions thereto), continuous disclosure, insider trading and reporting, and control transactions. Special emphasis will be given to the regulatory aspects of advising a public company, including corporate finance, disclosure and governance matters.


LAW 361.

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